Securities and Exchange Commission Jobs

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Securities and Exchange Commission - Philadelphia, PA - 11/29/2021
The FINRA and Securities Industry Oversight (FSIO) Examination Program within the Division of Examinations is filling one Supervisory Attorney-Adviser, SK-0905-15 position in one of the following locations: Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Ft Worth, TX; Los Angeles, CA; Miami, FL; Philadelphia, PA; New York, NY; San Francisco, CA; Salt Lake City, UT or Washington, DC. This position is open to current SEC employees within the Division of Examinations only.The Division of Exami...
Securities and Exchange Commission - Philadelphia, PA - 11/29/2021
The FINRA and Securities Industry Oversight (FSIO) Examination Program within the Division of Examinations is filling one Supervisory Securities Compliance Examiner SK-1831-15 position in one of the following locations: Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Ft Worth, TX; Los Angeles, CA; Miami, FL; Philadelphia, PA; New York, NY; San Francisco, CA; Salt Lake City, UT or Washington, DC. The Division of Examinations conducts the SEC's National Exam Program. The Division's mission is...
Securities and Exchange Commission - Philadelphia, PA - 11/16/2021
The Division of Enforcement's Asset Management Unit (AMU) is seeking applicants to fill an Attorney-Adviser position. This is a temporary promotion not-to exceed one year which may be extended up to a total of two years.If selected for the position typical duties included but not limited to the following: Assist the Unit co-Chiefs in coordinating Asset Management Unit activities, including the development of Risk Analytic Initiatives and Sweeps the Unit SharePoint site; Unit reference materia...